Broker/Dealer Services
        Advisory Services
        Insurance and Annuities

The Signal Advisory Services program is designed for the client who is concerned with both investment performance and risk management. Our focus is on generating positive returns, not beating benchmarks, as well as doing well in bad times and skillfully managing downside risk.

Asset and Portfolio Management

• Assess current portfolio risk and return potential
• Recommend and implement portfolio changes that better align the portfolio with the client’s objectives. These recommendations seek to minimize risk for a given level of expected return. Whenever possible we utilize existing assets to reduce transaction costs and minimize unfavorable taxable events.
• Actively monitor portfolio holdings.
• Provide detailed reporting information. These reports include:
• Cost basis tracking for tax purposes
• Realized and unrealized gain and loss reporting
• Net Time Weighted Return reports
• Portfolio statements can be customized to suit you or your CPA’s needs
• Portfolio income projections by month or year
• Asset allocation reports
• Many others are available

Financial Planning

• Retirement Needs and Accumulation Analysis
• Retirement Distribution Planning
• Educational Expense Planning (including 529 plans and Educational Savings Accounts)
• Estate Planning
• Life and Disability Insurance Needs Analysis
• Charitable Gifting Plans
• Long-term Care Planning

 Our preferred custodian for custody of advisory clients' assets is Schwab Institutional.