Signal Securities, Inc.

Buying and selling individual stocks is still an important aspect in many financial plans. Recognizing that, Signal’s trading room is staffed with knowledgeable, licensed professionals who specialize in providing current market information including research and quotes. We clear our trades on a fully disclosed basis with our correspondent Southwest Securities, Inc.

Signal has developed trading relationships with dozens of fixed income dealers in the marketplace. This enables the firm to obtain the best prices for any fixed income product. From oddlots to roundlots, all types of fixed income securities can be executed quickly and efficiently.

We obtain updated offerings on both new and secondary issues throughout each day of the following issues:

Some of the most popular investment vehicles today are mutual funds. Investors use them as a core holding for many components of their financial plan. In fact, there was $8.624 trillion in mutual funds, closed-end funds, ETFs, and UITs at the end of 2004.*

There are mutual funds of every flavor, all with their own unique objectives and risks. They come in different asset classes such as stocks, bonds and money markets. There are over 8800 mutual funds available.*

Signal Securities has relationships with almost every major mutual fund family and offers closed end funds, exchange traded funds, and unit investment trusts. From Large Cap to Small Cap, Growth to Value we have it all.

It is very important to find mutual funds that fit in with your needs. Your Signal representative will help you find a fund that fits in with your goals and risk tolerances.

* Sources: Investment Company Institute and Strategic Insight Mutual Fund Research and Consulting, LLC

Ensuring that your family can continue its standard of living in the event of a long-term care situation or death is a major concern for most people. No one wants to burden their family with expenses that cannot be paid.

Through our own insurance agency we offer a comprehensive list of insurance solutions. Our product menu includes term insurance, indexed products, whole life, universal life and variable life. We also offer long-term care insurance and disability coverage by some of the top carriers.

Another concern, especially for those who are retired, is ensuring one doesn’t run out of income or that their money is not exposed to excessive investment risk.

To help those individuals, Signal Securities can provide both fixed and variable annuities of all types.

Consult with your Signal representative to determine which insurance solutions are appropriate for you and your family.

Signal Securities offers the full spectrum of financial planning solutions. Your representative may recommend one or more of the listed types of accounts:

Your assets are always held by a third party custodian, who will provide you with monthly or quarterly statements to confirm holdings, account values and show all transactions that occurred in your account. Monthly statements are generated only when there is activity. If there is no activity, you will receive a custodian statement every quarter.
We want our clients to feel comfortable with the information they receive. Each quarter we encourage you to talk with your representative if you have any questions regarding your account or account statement. You may also call the home office of Signal at 800-772-2390 or 817-877-4256 if in the DFW area.

Broker/Dealer Services