At Signal Securities, we believe that a broker is most successful when paired with a firm that emphasizes quality service with a focus on YOUR success. We offer everything you need to develop a successful practice including a back-office staff consisting of highly trained investment professionals ready to help you with technical questions related to financial planning, business building ideas, case analysis, and product recommendations.
Home Office Support:
- Trading Support
- Financial Planning Support
- Insurance Planning Support
- Compliance & Licensing Support
Operational Support:
- Trading Support
- Compliance Support
- Licensing Support
When you join the "Signal Family", our client service team goes into overdrive to quickly and efficiently assist you in transitioning your business. We know that the sooner you get your clients settled, the sooner you can resume your normal business activity.
- Our Licensing Department transfers your securities license and ensures that your insurance appointments are updated to reflect the new association.
- Our staff assists you in establishing Signal Accounts for your client base.
- Our staff assists your operations transition to Signal and trains your staff to work effectively within our framework.
- Signal's Compliance Department works with you to ensure that your office operates within the regulatory guidelines and consults with you on a regular basis to help you stay there.
- You will find that our Customer Service/Trading Department is knowledgeable, friendly and helpful. We provide full-service equity, fixed income, and mutual fund trade executions.
- Our Accounting Department personally trains you and your staff on our commission payment structure.
If you would like to talk to someone about the opportunity with Signal please call Chris Snow at (817) 877-4256 ext. 206 email: chris@signalsecurities.com or Jeff Rothschild at ext. 217 email: jeff@signalsecurities.com.
Application for Registration
Outside Business Activity Disclosure Form
Outside Brokerage Account Disclosure Form
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